Boxerman Receives FINRA Arbitrator Certification

Sanford J. Boxerman recently completed all components of the Financial Industry Regulatory Authority’s (FINRA) mandatory Basic Arbitrator Training program and joined the ranks of FINRA’s arbitrators, a group of dedicated individuals serving the investing public and the securities industry.

“I had heard the FINRA was looking for arbitrators.  The idea of serving in a quasi-judicial role has always appealed to me, and several colleagues have told me I’d be good at it,” said Sanford. “I investigated it further and the more I learned the more interested I became.  So, I completed the application process, passed the tests and was informed that I had qualified.”

About FINRA Arbitrators

FINRA arbitrators are highly engaged, dynamic individuals who collaborate to aid their communities and enhance their professional lives by resolving securities-related disputes. FINRA operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute.


The Financial Industry Regulatory Authority is the largest independent, non-governmental regulator for all securities firms doing business with the public in the United States.

For additional information about FINRA, please click here.

About Sanford J. Boxerman

Sanford J. Boxerman is one of the founding shareholders of Capes Sokol. Sandy represents individuals and entities in white-collar criminal prosecutions, internal investigations, and criminal and civil tax matters. Sandy also counsels clients in the digital currency and Blockchain space, particularly with respect to regulatory and tax matters.

For additional information about Sandy, please visit his profile.

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